JR
JR

John Robards

40 Years of Experience
New York, NY
1 DisclosureBroker

John Robards is a registered investment advisor at Morgan Stanley, based in New York, NY, with 40 years of industry experience. Their practice areas include Investment Management. Their firm serves 2,539,760 clients with $1700B in assets under management.

Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
23050 advisors
IM Fee
Planning only
Assets Under Management
$1650.0B

Fee Structure

Investment management only (planning not offered)
Annual Retainer:Up to $500,000/year
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Location

55 East 52nd Street, 12th Floor, New York, NY, 10055

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History

Regulatory History (1)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Criminal
October 1988
Final Disposition
Employment History
Current Registrations
Morgan Stanley
May 2020 - Present · 6 yrs 2 mos
Morgan StanleyBroker
June 2009 - Present · 17 yrs 1 mo
Previous Registrations
Citigroup Global Markets INC.Broker
June 2005 - June 2009 · 4 yrs
Oppenheimer & CO. INC.Broker
January 2003 - July 2005 · 2 yrs 6 mos
Oppenheimer & CO., INC.Broker
February 1995 - April 1995 · 2 mos
Cibc World Markets CORP.Broker
October 1992 - January 2003 · 10 yrs 3 mos
Vantage Securities, INC.Broker
September 1990 - October 1992 · 2 yrs 1 mo
W. H. Newbold's Son & Co./hopper Soliday & CO., INC.Broker
February 1990 - August 1990 · 6 mos
J. T. Moran & CO., INC.Broker
September 1988 - January 1990 · 1 yr 4 mos
R.C. Stamm & CO., INC.Broker
January 1988 - October 1988 · 9 mos
Copeland Securities IncorporatedBroker
December 1987 - January 1988 · 1 mo
Philips, Appel & Walden, INC.Broker
February 1987 - January 1988 · 11 mos
Rooney, Pace INC.Broker
October 1985 - February 1987 · 1 yr 4 mos
Laidlaw Adams & Peck INC.Broker
October 1985 - October 1985 · 0 mos
State Registrations45 states
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AdvisorBrokerBoth

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Exams
No exam information available for this advisor.
John Robards - Financial Advisor | TrueAdvisor