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CFP
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CFP

Linda Yates

Cetera Investment Advisers LLC
38 Years of Experience
Council Bluffs, IA
1 DisclosureBrokerSells Insurance
View SEC Summary
View SEC Summary

Linda Yates is a CFP-designated registered investment advisor at Cetera Investment Advisers LLC, based in Council Bluffs, IA, with 38 years of industry experience. Linda is also registered as a broker, so some compensation may come from commissions on products sold. Their firm serves 813,961 clients with $260B in assets under management.

Cetera Investment Advisers LLC
Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
10458 advisors
IM Fee
Planning only
Assets Under Management
$256.8B

Location

103 North Ave Ste 7, Council Bluffs, IA, 51503

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History

Regulatory History (1)
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Customer Dispute
February 2002
Denied
View Full SEC ReportHow to Read Disclosures
Other Business ActivitiesSells Insurance

Linda works as an independent insurance agent, selling fixed insurance products since 2007. This activity is nearly full-time.

Employment History
Current Registrations
Cetera Investment Advisers LLC
June 2023 - Present · 3 yrs 4 mos
Cetera Wealth Services, LLCBroker
June 2021 - Present · 5 yrs 4 mos
Previous Registrations
Cetera Advisor Networks LLC
June 2021 - June 2023 · 2 yrs
Voya Financial Advisors, INC.
February 2007 - June 2021 · 14 yrs 4 mos
Voya Financial Advisors, INC.Broker
January 2007 - June 2021 · 14 yrs 5 mos
Thrivent Investment Management INC.
July 2004 - January 2007 · 2 yrs 6 mos
Thrivent Investment Management INC.Broker
January 2004 - January 2007 · 3 yrs
A. G. Edwards & Sons, INC.
June 2002 - November 2003 · 1 yr 5 mos
A. G. Edwards & Sons, INC.Broker
June 2002 - November 2003 · 1 yr 5 mos
UBS Painewebber INC.
April 2002 - July 2002 · 3 mos
UBS Painewebber INC.Broker
April 2002 - July 2002 · 3 mos
Morgan Stanley Dw INC.Broker
August 1996 - June 2002 · 5 yrs 10 mos
Miller & Schroeder Financial, INC.Broker
May 1994 - July 1996 · 2 yrs 2 mos
Norwest Investment Services, INC.Broker
January 1993 - April 1994 · 1 yr 3 mos
A. G. Edwards & Sons, INC.Broker
November 1987 - April 1994 · 6 yrs 5 mos
State Registrations18 states
AZCAIAINKSLAMEMIMNMONENYOHSDTXUTWIWY
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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