LY
CFP
LY
CFP
Linda Yates
38 Years of Experience
Council Bluffs, IA
1 DisclosureBrokerSells Insurance
Linda Yates is a CFP-designated registered investment advisor at Cetera Investment Advisers LLC, based in Council Bluffs, IA, with 38 years of industry experience. Linda operates on a fee-only basis, meaning they do not earn commissions from product sales. Their firm serves 584,487 clients with $160B in assets under management.
Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
10345 advisors
IM Fee
Planning only
Assets Under Management
$163.8B
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Location
103 North Ave Ste 7, Council Bluffs, IA, 51503
Get directionsHistory
Regulatory History (1)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
February 2002Denied
Other Business ActivitiesSells Insurance
Linda works as an independent insurance agent, selling fixed insurance products since 2007. This activity is nearly full-time.
Employment History
Current Registrations
Cetera Investment Advisers LLC
June 2023 - Present · 2 yrs 11 mos
Cetera Wealth Services, LLCBroker
June 2021 - Present · 4 yrs 11 mos
Previous Registrations
Cetera Advisor Networks LLC
June 2021 - June 2023 · 2 yrs
Voya Financial Advisors, INC.
February 2007 - June 2021 · 14 yrs 4 mos
Voya Financial Advisors, INC.Broker
January 2007 - June 2021 · 14 yrs 5 mos
Thrivent Investment Management INC.
July 2004 - January 2007 · 2 yrs 6 mos
Thrivent Investment Management INC.Broker
January 2004 - January 2007 · 3 yrs
A. G. Edwards & Sons, INC.
June 2002 - November 2003 · 1 yr 5 mos
A. G. Edwards & Sons, INC.Broker
June 2002 - November 2003 · 1 yr 5 mos
UBS Painewebber INC.
April 2002 - July 2002 · 3 mos
UBS Painewebber INC.Broker
April 2002 - July 2002 · 3 mos
Morgan Stanley Dw INC.Broker
August 1996 - June 2002 · 5 yrs 10 mos
Miller & Schroeder Financial, INC.Broker
May 1994 - July 1996 · 2 yrs 2 mos
Norwest Investment Services, INC.Broker
January 1993 - April 1994 · 1 yr 3 mos
A. G. Edwards & Sons, INC.Broker
November 1987 - April 1994 · 6 yrs 5 mos
State Registrations18 states
AZCAIAINKSLAMEMIMNMONENYOHSDTXUTWIWY
AdvisorBrokerBoth
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.