Kenneth Warnick
Kenneth Warnick is a registered investment advisor at Westminster Financial Advisory CORP, based in Beavercreek, OH, with 39 years of industry experience. Their practice areas include Insurance Planning, Investment Management, Retirement Planning. Their firm serves 2,022 clients with $1.2B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Westminster Financial Advisory charges a percentage of the value of your investments. The annual percentage rate is negotiable based on factors like the services offered, complexity, total assets in the household, and the relationship with the advisor. The annual advisory fee will not exceed 2.5% of the managed account value. Clients may also be charged commissions and/or service fees for trades executed in their account, which are also negotiable.
Location
50 Chestnut Street, Suite A-400, Beavercreek, OH, 45440
Get directionsHistory
Regulatory History (4)
Regulatory
November 2013Customer Dispute
June 2010Customer Dispute
June 2009Employment Separation After Allegations
May 2009Other Business Activities
Kenneth is self-employed, providing accounting and tax preparation services. This non-investment related activity takes a few hours per week and does not occur during trading hours.
Employment History
Current Registrations
Westminster Financial Advisory CORP
Westminster Financial Securities, INC.
Westminster Financial Securities, INC.Broker
Previous Registrations
Westminster Financial Advisory CORP
Equitas America, LLCBroker
Mariner Financial Services, INC.Broker
J.W. Korth & CompanyBroker
J. W. Korth & CompanyBroker
J.W. Korth & Company, INC.Broker
State Registrations18 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.