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Lawrence Brazie

Westminster Financial Advisory CORP
48 Years of Experience
Beavercreek, OH
1 DisclosureBroker
View SEC Summary
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Lawrence Brazie is a registered investment advisor at Westminster Financial Advisory CORP, based in Beavercreek, OH, with 48 years of industry experience. Lawrence is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Education Planning, Insurance Planning, Investment Management, Retirement Planning. Their firm serves 2,029 clients with $1.4B in assets under management.

Westminster Financial Advisory CORP
Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
40 advisors
Number of Clients
2,029 clients
Average Client Portfolio
$671K average
Assets Under Management
$1.4B

Fee Structure

Investment management only (planning not offered)
Portfolio-Based Fees (Flat)
Portfolio ValueAnnual Fee
Any2.50%

The annual advisory fee is negotiable and will not exceed 2.5% of the managed account value.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
—
View Full SEC Brochure

Location

50 Chestnut Street, Suite A-400, Beavercreek, OH, 45440

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History

Regulatory History (1)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
September 2001
Award / Judgment
View Full SEC ReportHow to Read Disclosures
Employment History
Current Registrations
Westminster Financial Advisory CORP
January 2003 - Present · 23 yrs 9 mos
Westminster Financial Securities, INC.Broker
October 1987 - Present · 39 yrs
Previous Registrations
Fsc Securities CorporationBroker
December 1985 - October 1987 · 1 yr 10 mos
Lutheran Brotherhood Securities CORP.Broker
September 1978 - December 1985 · 7 yrs 3 mos
State Registrations39 states
ARAZCACOCTDCFLGAHIIAILINKSKYLAMAMDMEMIMOMTNCNDNHNJNMNVNYOHORPASCTNTXUTVAVTWAWV
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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