Stuart Brazie
Stuart Brazie is a CFP, ChFC-designated registered investment advisor at Westminster Financial Advisory CORP, based in Beavercreek, OH, with 33 years of industry experience. Stuart is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Education Planning, Insurance Planning, Investment Management, Retirement Planning. Their firm serves 2,029 clients with $1.4B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Portfolio-Based Fees (Flat)
| Portfolio Value | Annual Fee |
|---|---|
| Any | 2.50% |
The annual advisory fee is negotiable and will not exceed 2.5% of the managed account value.
Fee Estimator
Location
50 Chestnut Street, Suite A-400, Beavercreek, OH, 45440
Get directionsHistory
Regulatory History (1)
Customer Dispute
January 2017Other Business ActivitiesSells Insurance
Stuart works as an insurance agent/contractor since 2006, selling LTC, SPDA, term, and other insurance products. This activity takes minimal time.
Employment History
Current Registrations
Westminster Financial Advisory CORP
Westminster Financial Securities, INC.Broker
Previous Registrations
Kms Financial Services, INC
Kms Financial Services, INC.Broker
Whitehall Financial Services, INC.
Great American Advisors, INC.Broker
Westminster Financial Securities, INC.Broker
Quick & Reilly, INC.
Quick & Reilly, INC.Broker
Westminster Financial Securities, INC.Broker
State Registrations11 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
More Advisors
- Kenneth WarnickWestminster Financial Advisory CORP
- Lawrence BrazieWestminster Financial Advisory CORP
- Steven Sipniewski, CFP
- Matthew Difilippo, ChFCEdward Jones
- Emily Moore, CFPStrategic Advisers LLC
- Aaron Jobson, ChFCEdward Jones