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Peter King

The Oak Ridge Financial Services Group, INC
40 Years of Experience
Golden Valley, MN
4 DisclosuresBroker
View SEC Summary
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Peter King is a registered investment advisor at The Oak Ridge Financial Services Group, INC, based in Golden Valley, MN, with 40 years of industry experience. Peter is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Investment Management, Retirement Planning. Their firm serves 1,005 clients with $670M in assets under management.

The Oak Ridge Financial Services Group, INC
Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
33 advisors
Number of Clients
1,005 clients
Average Client Portfolio
$665K average
Assets Under Management
$668.6M

Fee Structure

Minimum Investment:None
Investment management only (planning not offered)
Portfolio-Based Fees (Flat)
Portfolio ValueAnnual Fee
Any2.25%

Fees vary from 0.25% to 2.25% on managed assets, not to exceed a maximum cumulative fee of 2.50%. Third-party managers may establish their own independent fee schedules.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
—
View Full SEC Brochure

Location

701 Xenia Avenue S Ste 100, Golden Valley, MN, 55416

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History

Regulatory History (4)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
June 2002
Settled
Customer Dispute
December 2001
Settled
Employment Separation After Allegations
June 2001
Customer Dispute
April 2001
Settled
View Full SEC ReportHow to Read Disclosures
Employment History
Current Registrations
The Oak Ridge Financial Services Group, INC
July 2022 - Present · 4 yrs 3 mos
The Oak Ridge Financial Services Group, INC.Broker
July 2022 - Present · 4 yrs 3 mos
Previous Registrations
Colliers Securities LLC
January 2014 - August 2022 · 8 yrs 7 mos
Colliers Securities LLCBroker
September 2008 - August 2022 · 13 yrs 11 mos
Stifel, Nicolaus & Company, IncorporatedBroker
July 2001 - September 2008 · 7 yrs 2 mos
Prudential Securities IncorporatedBroker
October 1996 - July 2001 · 4 yrs 9 mos
Painewebber IncorporatedBroker
May 1992 - October 1996 · 4 yrs 5 mos
Lehman Brothers INC.Broker
April 1988 - May 1992 · 4 yrs 1 mo
E. F. Hutton & Company INCBroker
October 1985 - April 1988 · 2 yrs 6 mos
State Registrations11 states
CACOFLIAILMNNCTNTXWAWI
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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