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CFP
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CFP

Patricia Marusarz

LPL Financial LLC
40 Years of Experience
Oak Brook, IL
1 DisclosureBrokerSells Insurance
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Patricia Marusarz is a CFP-designated registered investment advisor at LPL Financial LLC, based in Oak Brook, IL, with 40 years of industry experience. Patricia is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Investment Management, Retirement Planning. Their firm serves 1,986,990 clients with $820B in assets under management.

LPL Financial LLC
Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
28221 advisors
Number of Clients
1,986,990 clients
Average Client Portfolio
$412K average
Assets Under Management
$819.1B

Fee Structure

Minimum Investment:$1K
Investment management only (planning not offered)
Portfolio-Based Fees (Flat)
Portfolio ValueAnnual Fee
Any2.50%

The maximum account fee is 2.50% and is negotiable between the client and the advisor. Fees are based on total assets in the account and payable quarterly in advance.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
—
View Full SEC Brochure

Location

1220 Kensington Rd, Ste 200A, Oak Brook, IL, 60523

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History

Regulatory History (1)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
June 2019
Closed-No Action
View Full SEC ReportHow to Read Disclosures
Other Business ActivitiesSells Insurance

Patricia is a co-trustee for multiple trusts and co-owner of CMS Office Management LLC. She also works as a tax preparer and is involved with Associates of Clifton Park, which deals with non-variable insurance.

Employment History
Current Registrations
LPL Financial LLCBroker
July 2021 - Present · 5 yrs 3 mos
LPL Financial LLC
July 2021 - Present · 5 yrs 3 mos
LPL Financial LLC
July 2021 - Present · 5 yrs 3 mos
Previous Registrations
Waddell & Reed
January 1998 - July 2021 · 23 yrs 6 mos
Waddell & ReedBroker
March 1986 - July 2021 · 35 yrs 4 mos
State Registrations23 states
ALARAZCACOFLIAILINKSMAMEMIMNNCNMNYPATNTXUTVAWI
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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