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Tracy Gordon

LPL Financial LLC
19 Years of Experience
Oak Brook, IL
1 DisclosureBroker
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Tracy Gordon is a registered investment advisor at LPL Financial LLC, based in Oak Brook, IL, with 19 years of industry experience. Tracy is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Investment Management, Retirement Planning. Their firm serves 1,986,990 clients with $820B in assets under management.

LPL Financial LLC
Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
28221 advisors
Number of Clients
1,986,990 clients
Average Client Portfolio
$412K average
Assets Under Management
$819.1B

Fee Structure

Minimum Investment:$1K
Investment management only (planning not offered)
Portfolio-Based Fees (Flat)
Portfolio ValueAnnual Fee
Any2.50%

The maximum account fee is 2.50% and is negotiable between the client and the advisor. Fees are based on total assets in the account and payable quarterly in advance.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
—
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Location

1200 Harger Rd Suite 718, Oak Brook, IL, 60523

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History

Regulatory History (1)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Financial
March 2018
Final
View Full SEC ReportHow to Read Disclosures
Employment History
Current Registrations
LPL Financial LLC
May 2026 - Present · 5 mos
LPL Financial LLCBroker
June 2020 - Present · 6 yrs 4 mos
Previous Registrations
Sagepoint Financial, INC.Broker
January 2019 - June 2020 · 1 yr 5 mos
Lincoln InvestmentBroker
May 2009 - August 2010 · 1 yr 3 mos
Gunnallen Financial, INCBroker
January 2002 - May 2009 · 7 yrs 4 mos
Gunnallen Financial, INCBroker
April 1998 - October 2001 · 3 yrs 6 mos
Chatfield Dean & CO., INC.Broker
January 1998 - April 1998 · 3 mos
State Registrations5 states
FLILINNEVA
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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