William Cartwright
William Cartwright is a CFP-designated registered investment advisor at LPL Financial LLC, based in Oak Brook, IL, with 19 years of industry experience. Their practice areas include Investment Management. Their firm serves 1,676,192 clients with $620B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
LPL Financial, along with your advisor, charges an annual fee based on the value of your account. This fee covers asset management, administrative, and custodial services. The fee is negotiable, but the maximum is 2.50% per year, paid quarterly in advance. LPL may share a portion of this fee with your advisor.
Location
1111 W 22nd St; Ste 245, Oak Brook, IL, 60523
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business ActivitiesSells Insurance
William operates TriWealth Partners LLC as a DBA for his LPL business and has another DBA called TriWealth Partners. He also has a business entity, WECII, LLC, for tax/investment purposes, spending about 10-20% of his time during securities trading, and sells non-variable insurance, dedicating minimal time to it.
Employment History
Current Registrations
LPL Financial LLC
LPL Financial LLCBroker
Previous Registrations
Waddell & Reed
Waddell & ReedBroker
Metlife Securities INC.Broker
First Investors CorporationBroker
State Registrations24 states
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