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Ronald Barton

LPL Financial LLC
48 Years of Experience
Oak Brook, IL
1 DisclosureBroker
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Ronald Barton is a registered investment advisor at LPL Financial LLC, based in Oak Brook, IL, with 48 years of industry experience. Ronald is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Investment Management, Retirement Planning. Their firm serves 1,986,990 clients with $820B in assets under management.

LPL Financial LLC
Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
28221 advisors
Number of Clients
1,986,990 clients
Average Client Portfolio
$412K average
Assets Under Management
$819.1B

Fee Structure

Minimum Investment:$1K
Investment management only (planning not offered)
Portfolio-Based Fees (Flat)
Portfolio ValueAnnual Fee
Any2.50%

The maximum account fee is 2.50% and is negotiable between the client and the advisor. Fees are based on total assets in the account and payable quarterly in advance.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
—
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Location

1111 W 22nd St, Ste 245, Oak Brook, IL, 60523

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History

Regulatory History (1)
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Regulatory
February 2015
Final
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Other Business Activities

Ronald is doing business as TriWealth Partners LLC, an entity for his LPL business, since 2019. He also owns Old Ridge, LLC, a business entity for tax/investment purposes only, dedicating a few hours per week to it.

Employment History
Current Registrations
LPL Financial LLC
July 2021 - Present · 5 yrs 3 mos
LPL Financial LLC
July 2021 - Present · 5 yrs 3 mos
LPL Financial LLCBroker
July 2021 - Present · 5 yrs 3 mos
Previous Registrations
Waddell & Reed
January 1998 - July 2021 · 23 yrs 6 mos
Waddell & ReedBroker
December 1977 - July 2021 · 43 yrs 7 mos
State Registrations22 states
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AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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