Ronald Barton
Ronald Barton is a registered investment advisor at LPL Financial LLC, based in Oak Brook, IL, with 48 years of industry experience. Their practice areas include Investment Management. Their firm serves 1,676,192 clients with $620B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
LPL Financial, along with your advisor, charges an annual fee based on the value of your account. This fee covers asset management, administrative, and custodial services. The fee is negotiable, but the maximum is 2.50% per year, paid quarterly in advance. LPL may share a portion of this fee with your advisor.
Location
1111 W 22nd St; Ste 245, Oak Brook, IL, 60523
Get directionsHistory
Regulatory History (1)
Regulatory
February 2015Other Business Activities
Ronald is doing business as TriWealth Partners LLC, an entity for his LPL business, since 2019. He also owns Old Ridge, LLC, a business entity for tax/investment purposes only, dedicating a few hours per week to it.
Employment History
Current Registrations
LPL Financial LLCBroker
LPL Financial LLC
LPL Financial LLC
Previous Registrations
Waddell & Reed
Waddell & ReedBroker
State Registrations22 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.