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Michael Rosell

Citigroup Global Markets INC.
37 Years of Experience
Armonk, NY
1 DisclosureBroker
View SEC Summary
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Michael Rosell is a registered investment advisor at Citigroup Global Markets INC., based in Armonk, NY, with 37 years of industry experience. Michael is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Education Planning, Estate Planning, Financial Planning & Coaching, High Net Worth, and 3 more. Their firm serves 59,829 clients with $56B in assets under management.

Citigroup Global Markets INC.
Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
2402 advisors
IM Fee
Planning only
Assets Under Management
$56.0B

Fee Structure

Citigroup Global Markets provides a comprehensive written financial plan at no direct fee to eligible clients of Citi Private Bank and Citi Global Wealth at Work. The service includes developing a financial profile, analyzing current financial position, and providing recommendations for education, retirement, estate planning, and other long-term goals.

One-Time Plan:$0
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Location

CWM Retail, Sales, 435 Main Street, Armonk, NY, 10504

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History

Regulatory History (1)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
May 1995
Settled
View Full SEC ReportHow to Read Disclosures
Employment History
Current Registrations
Citigroup Global Markets INC.
March 2022 - Present · 4 yrs 7 mos
Citigroup Global Markets INC.Broker
April 2021 - Present · 5 yrs 6 mos
Previous Registrations
LPL Financial LLCBroker
April 2018 - October 2020 · 2 yrs 6 mos
Capital One Investing, LLCBroker
October 2015 - April 2018 · 2 yrs 6 mos
MML Investors Services, LLCBroker
April 2013 - December 2013 · 8 mos
People's Securities, INC.Broker
April 2008 - February 2012 · 3 yrs 10 mos
Chase Investment Services CORP.Broker
October 2007 - March 2008 · 5 mos
Hsbc Securities (USA) INC.Broker
January 2005 - September 2007 · 2 yrs 8 mos
Hsbc Brokerage (USA) INC.Broker
June 2000 - January 2005 · 4 yrs 7 mos
Republic Financial Services CorporationBroker
June 1998 - June 2000 · 2 yrs
Fidelity Brokerage Services, INC.Broker
February 1995 - May 1998 · 3 yrs 3 mos
Bhcm INC.Broker
February 1995 - October 1995 · 8 mos
Gna Securities, INC.Broker
March 1991 - February 1995 · 3 yrs 11 mos
Royal Alliance Associates, INC.Broker
November 1989 - February 1991 · 1 yr 3 mos
Integrated Resources Equity CorporationBroker
October 1987 - November 1989 · 2 yrs 1 mo
Shearson Lehman Brothers INC.Broker
November 1985 - August 1987 · 1 yr 9 mos
State Registrations4 states
CTFLNYPA
AdvisorBrokerBoth

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Exams
No exam information available for this advisor.
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Michael Rosell - Financial Advisor | TrueAdvisor