MD
MD
Michael Dimmel is a registered investment advisor at Morgan Stanley, based in Dallas, TX, with 40 years of industry experience. Their practice areas include Investment Management. Their firm serves 2,539,760 clients with $1700B in assets under management.
Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
23050 advisors
IM Fee
Planning only
Assets Under Management
$1650.0B
Fee Structure
Investment management only (planning not offered)
Annual Retainer:Up to $500,000/year
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Location
2121 North Pearl Street, Suite 500, Dallas, TX, 75201
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Regulatory History (2)
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Customer Dispute
October 2009Settled
Customer Dispute
November 2000Denied
Employment History
Current Registrations
Morgan Stanley
June 2009 - Present · 17 yrs 1 mo
Morgan StanleyBroker
June 2009 - Present · 17 yrs 1 mo
Previous Registrations
Morgan Stanley & CO. IncorporatedBroker
May 2007 - June 2009 · 2 yrs 1 mo
Morgan Stanley & CO. Incorporated
May 2007 - June 2009 · 2 yrs 1 mo
UBS Financial Services INC.Broker
August 2000 - May 2007 · 6 yrs 9 mos
UBS Financial Services INC.
August 2000 - May 2007 · 6 yrs 9 mos
J.C. Bradford & CO.Broker
October 1999 - August 2000 · 10 mos
First Union Securities, INC.Broker
September 1990 - November 1999 · 9 yrs 2 mos
Lovett Underwood Neuhaus & Webb, INC.Broker
November 1989 - September 1990 · 10 mos
Underwood, Neuhaus & CO., IncorporatedBroker
December 1985 - November 1989 · 3 yrs 11 mos
State Registrations21 states
ALCACOFLGAILINLAMAMIMNMONVNYOHSCTXUTVAWAWI
AdvisorBrokerBoth
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.