MB
MB
Mark Birringer
36 Years of Experience
Chicago, IL
1 DisclosureBroker
Mark Birringer is a registered investment advisor at Raymond James & Associates, INC., based in Chicago, IL, with 36 years of industry experience. Their practice areas include Education Planning, Estate Planning, Financial Planning & Coaching, Insurance Planning, and 2 more. Their firm serves 531,617 clients with $500B in assets under management.
Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
5669 advisors
IM Fee
Planning only
Assets Under Management
$501.0B
Fee Structure
Investment management only (planning not offered)
Hourly Rate:Up to $400/hr
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Location
120 S Riverside, Suite 700, Chicago, IL, 60606
Get directionsHistory
Regulatory History (1)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
November 2001Denied
Other Business Activities
Mark is a trustee for multiple Hoffman foundations and trusts, and a passive member of UM PE LLC and UM Sail LLC. These activities require minimal time commitment.
Employment History
Current Registrations
Raymond James & Associates, INC.
September 2020 - Present · 5 yrs 10 mos
Raymond James & Associates, INC.
September 2020 - Present · 5 yrs 10 mos
Raymond James & Associates, INC.Broker
September 2020 - Present · 5 yrs 10 mos
Previous Registrations
Morgan Stanley
June 2009 - July 2020 · 11 yrs 1 mo
Morgan StanleyBroker
June 2009 - July 2020 · 11 yrs 1 mo
Citigroup Global Markets INC.Broker
July 2008 - June 2009 · 11 mos
Citigroup Global Markets INC.
July 2008 - June 2009 · 11 mos
Merrill Lynch, Pierce, Fenner & Smith Incorporated
November 1999 - July 2008 · 8 yrs 8 mos
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
November 1999 - July 2008 · 8 yrs 8 mos
Morgan Stanley & CO., IncorporatedBroker
October 1992 - November 1999 · 7 yrs 1 mo
American Express Financial Advisors INC.Broker
January 1986 - July 1989 · 3 yrs 6 mos
State Registrations25 states
AZCACOCTDCDEFLGAILINMAMIMNMTNCNHNJNYOHSDTNTXUTWIWY
AdvisorBrokerBoth
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.