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Barry Geltzeiler

Stifel, Nicolaus & Company, Incorporated
40 Years of Experience
Morristown, NJ
1 DisclosureBroker
View SEC Summary
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Barry Geltzeiler is a registered investment advisor at Stifel, Nicolaus & Company, Incorporated, based in Morristown, NJ, with 40 years of industry experience. Barry is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Alternative Investments, Estate Planning, High Net Worth, Investment Management, and 2 more. Their firm serves 236,191 clients with $200B in assets under management.

Stifel, Nicolaus & Company, Incorporated
Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
3355 advisors
Number of Clients
236,191 clients
Average Client Portfolio
$836K average
Assets Under Management
$197.5B

Fee Structure

Minimum Investment:$50K
Investment management only (planning not offered)
Portfolio-Based Fees (Flat)
Portfolio ValueAnnual Fee
Any1.00%

Maximum annual fee rate for the Summit Program is up to 1.00% of assets under management. Other programs have separate fee schedules detailed in respective program brochures. Fees are generally negotiable.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
—
View Full SEC Brochure

Location

305 Madison Avenue, Morristown, NJ, 07960

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History

Regulatory History (1)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
October 2012
Settled
View Full SEC ReportHow to Read Disclosures
Employment History
Current Registrations
Stifel, Nicolaus & Company, Incorporated
January 2024 - Present · 2 yrs 9 mos
Stifel, Nicolaus & Company, IncorporatedBroker
January 2024 - Present · 2 yrs 9 mos
Previous Registrations
Wells Fargo Clearing Services, LLCBroker
June 2015 - January 2024 · 8 yrs 7 mos
Wells Fargo Clearing Services, LLC
June 2015 - January 2024 · 8 yrs 7 mos
Morgan StanleyBroker
January 2010 - July 2015 · 5 yrs 6 mos
Morgan Stanley
January 2010 - July 2015 · 5 yrs 6 mos
RBC Capital Markets Corporation
October 2009 - January 2010 · 3 mos
RBC Capital Markets CorporationBroker
October 2009 - January 2010 · 3 mos
J. B. Hanauer & CO.
July 2003 - October 2009 · 6 yrs 3 mos
J. B. Hanauer & CO.Broker
April 2002 - October 2009 · 7 yrs 6 mos
RBC Dain Rauscher INC.Broker
March 2002 - April 2002 · 1 mo
Tucker Anthony IncorporatedBroker
September 1999 - March 2002 · 2 yrs 6 mos
Gibraltar Securities CO.Broker
May 1994 - September 1999 · 5 yrs 4 mos
Hym Financial, INC.Broker
August 1986 - May 1994 · 7 yrs 9 mos
State Registrations21 states
CACOCTFLILKSMAMDMIMONCNJNVNYOHOKSCTNTXVAWI
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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