Mark Baca
Mark Baca is a ChFC-designated registered investment advisor at Cetera Investment Advisers LLC, based in Concord, CA, with 40 years of industry experience. Mark is also registered as a broker, so some compensation may come from commissions on products sold. Their firm serves 813,961 clients with $260B in assets under management.
Compensation
Firm Size
IM Fee
Assets Under Management
Location
1390 Willow Pass Rd Ste 900, Concord, CA, 94520
Get directionsHistory
Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business ActivitiesSells Insurance
Mark is involved in several business activities, primarily related to insurance. He owns and operates multiple insurance-related businesses and also has ownership in rental properties, dedicating minimal time to those.
Employment History
Current Registrations
Cetera Investment Advisers LLC
Cetera Wealth Services, LLCBroker
Previous Registrations
Cetera Advisor Networks LLC
The O.N. Equity Sales CompanyBroker
Ifg Network Securities, INC.Broker
Planned Investments INC.Broker
John Hancock Distributors, INC.Broker
State Registrations9 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
More Advisors
- Alison McclureCetera Investment Advisers LLC
- Barbara Ernst, ChFCCetera Investment Advisers LLC
- Thomas Taylor, CFPCetera Investment Advisers LLC
- Reed Nothwang, CFPCompound Planning, INC.
- John Wenzel, CFPArchvest Wealth Advisors, INC.
- Zoe Brunson, CFAAssetmark, INC.