Thomas Taylor
Thomas Taylor is a CFP-designated registered investment advisor at Cetera Investment Advisers LLC, based in Concord, CA, with 34 years of industry experience. Thomas operates on a fee-only basis, meaning they do not earn commissions from product sales. Their firm serves 584,487 clients with $160B in assets under management.
Compensation
Firm Size
IM Fee
Assets Under Management
Location
1390 Willow Pass Rd Ste 900, Concord, CA, 94520
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business ActivitiesSells Insurance
Thomas owns TTL Enterprises LLC (The Cottages at Big Bear), a retreat/inn, and three rental property LLCs (AL Murphy, GA Murphy, and IN Murphy Enterprises). He also sells fixed insurance products as an insurance agent, dedicating a few hours per week.
Employment History
Current Registrations
Cetera Investment Advisers LLC
Cetera Wealth Services, LLCBroker
Previous Registrations
Cetera Advisors LLCBroker
Cetera Financial Specialists LLCBroker
Cetera Investment Services LLCBroker
First Allied Securities, INC.Broker
Cetera Advisor Networks LLC
Independent Financial Securities, INC.Broker
Liberty Securities CorporationBroker
Gateway Investment Services, INC.Broker
Liberty Securities CorporationBroker
MML Investors Services, INC.Broker
State Registrations2 states
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