BE
ChFC
BE
ChFC

Barbara Ernst

21 Years of Experience
Concord, CA

Barbara Ernst is a ChFC-designated registered investment advisor at Cetera Investment Advisers LLC, based in Concord, CA, with 21 years of industry experience. Barbara operates on a fee-only basis, meaning they do not earn commissions from product sales. Their firm serves 584,487 clients with $160B in assets under management.

Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
10345 advisors
IM Fee
Planning only
Assets Under Management
$163.8B
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Location

1390 Willow Pass Rd Ste 900, Concord, CA, 94520

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Employment History
Current Registrations
Cetera Investment Advisers LLC
September 2025 - Present · 1 yr
Previous Registrations
Allstate Financial Services, LLCBroker
August 2014 - October 2021 · 7 yrs 2 mos
Allstate Financial Advisors, LLC
August 2014 - October 2021 · 7 yrs 2 mos
Allstate Distributors, L.L.C.Broker
July 2014 - October 2021 · 7 yrs 3 mos
Allstate Financial Advisors, LLC
May 2013 - December 2013 · 7 mos
Allstate Financial Advisors, LLC
March 2012 - March 2013 · 1 yr
Allstate Distributors, L.L.C.Broker
May 2011 - December 2013 · 2 yrs 7 mos
Allstate Financial Services, LLCBroker
December 1999 - May 2011 · 11 yrs 5 mos
State Registrations2 states
CAID
Advisor

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
Barbara Ernst - Financial Advisor | TrueAdvisor