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Alison Mcclure
25 Years of Experience
Soquel, CA
1 DisclosureBroker
Alison Mcclure is a registered investment advisor at Cetera Investment Advisers LLC, based in Soquel, CA, with 25 years of industry experience. Alison operates on a fee-only basis, meaning they do not earn commissions from product sales. Their firm serves 584,487 clients with $160B in assets under management.
Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
10345 advisors
IM Fee
Planning only
Assets Under Management
$163.8B
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Location
2901 Park Ave Ste B1, Soquel, CA, 95073
Get directionsHistory
Regulatory History (1)
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Financial
September 2025Pending
Other Business Activities
Alison is the owner and financial advisor for Ohana Wealth Management since 2019, spending full-time hours on this. She is also an affiliate providing product recommendations since 2024, dedicating minimal time to this activity.
Employment History
Current Registrations
Cetera Investment Advisers LLC
June 2023 - Present · 2 yrs 11 mos
Cetera Wealth Services, LLCBroker
June 2019 - Present · 6 yrs 11 mos
Cetera Wealth Services, LLC
June 2019 - Present · 6 yrs 11 mos
Previous Registrations
Cetera Advisor Networks LLC
June 2019 - June 2023 · 4 yrs
J.P. Morgan Securities LLC
October 2012 - June 2019 · 6 yrs 8 mos
J.P. Morgan Securities LLCBroker
October 2012 - June 2019 · 6 yrs 8 mos
Chase Investment Services CORP.Broker
August 2009 - October 2012 · 3 yrs 2 mos
Chase Investment Services CORP.
August 2009 - October 2012 · 3 yrs 2 mos
Banc of America Investment Services, INC.
November 2008 - August 2009 · 9 mos
Banc of America Investment Services, INC.Broker
November 2008 - August 2009 · 9 mos
Wachovia Securities, LLC
February 2007 - November 2008 · 1 yr 9 mos
Wachovia Securities, LLCBroker
February 2007 - November 2008 · 1 yr 9 mos
Atlas Securities, LLCBroker
March 2006 - February 2007 · 11 mos
Wm Financial Services, INC.Broker
September 2000 - March 2006 · 5 yrs 6 mos
State Registrations9 states
AZCAHIMDMNMONETXVA
AdvisorBrokerBoth
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.