SM
SM

Steven Mcmahon

40 Years of Experience
Palm Beach Gardens, FL
1 DisclosureBroker

Steven Mcmahon is a registered investment advisor at UBS Financial Services INC., based in Palm Beach Gardens, FL, with 40 years of industry experience. Their practice areas include Education Planning, Estate Planning, Financial Planning & Coaching, Retirement Planning, and 1 more. Their firm serves 1,134,581 clients with $810B in assets under management.

Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
9502 advisors
IM Fee
Planning only
Assets Under Management
$808.8B

Fee Structure

UBS Financial Services Inc. offers financial planning services for a fee, with costs ranging from $500 to $50,000, though most clients pay between $1,000 and $10,000. Fees exceeding $50,000 but not more than $100,000 may be permitted for complex situations involving relationships with a net worth of $100 million or more. The fees are negotiable and may vary based on the range of services selected, the scope of the engagement, the complexity of the services, the nature and amount of client assets involved, and the financial advisor's business model.

One-Time Plan:$500 - $50,000
Loading...

Location

3801 Pga Blvd., Suite 1000, Palm Beach Gardens, FL, 33410

Get directions

History

Regulatory History (1)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
October 2004
Denied
Employment History
Current Registrations
UBS Financial Services INC.
November 2010 - Present · 15 yrs 6 mos
UBS Financial Services INC.Broker
November 2010 - Present · 15 yrs 6 mos
Previous Registrations
Merrill Lynch, Pierce, Fenner & Smith Incorporated
September 2006 - November 2010 · 4 yrs 2 mos
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
September 2006 - November 2010 · 4 yrs 2 mos
Citigroup Global Markets INC.Broker
January 1995 - October 2006 · 11 yrs 9 mos
Citigroup Global Markets INC.
January 1995 - October 2006 · 11 yrs 9 mos
Painewebber IncorporatedBroker
February 1986 - February 1995 · 9 yrs
State Registrations30 states
ALARCACOCTDEFLGAIAIDILMAMDMIMNMONCNHNJNVNYOHORPARISCTNTXVAWI
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.