J Smith
J Smith is a registered investment advisor at UBS Financial Services INC., based in Palm Beach Gardens, FL, with 55 years of industry experience. J is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Education Planning, Estate Planning, High Net Worth, Insurance Planning, and 3 more. Their firm serves 1,144,588 clients with $920B in assets under management.
Compensation
Firm Size
IM Fee
Assets Under Management
Fee Structure
- Customized Financial Planning Services — Typically ranges from $1,000 to $10,000, with a general range of $500 to $50,000 depending on the scope and complexity of the engagement. Fees up to $100,000 may be permitted for highly complex situations involving relationships with a net worth of $100 million or more.
Location
3801 Pga Blvd., Suite 1000, Palm Beach Gardens, FL, 33410
Get directionsHistory
Regulatory History (5)
Customer Dispute
April 2001Customer Dispute
March 1999Customer Dispute
May 1996Customer Dispute
September 1993Customer Dispute
April 1987Other Business Activities
J is an advisor for Trip Caddy LLC, a company providing high-end vacation home rentals. J's role is advisory only and uncompensated.
Employment History
Current Registrations
UBS Financial Services INC.
UBS Financial Services INC.
UBS Financial Services INC.Broker
Previous Registrations
Paine, Webber, Jackson & Curtis IncorporatedBroker
Goodbody & CO. IncorporatedBroker
State Registrations36 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
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