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Mitchell Bellak
41 Years of Experience
Palm Beach Gardens, FL
5 DisclosuresBroker
Mitchell Bellak is a registered investment advisor at UBS Financial Services INC., based in Palm Beach Gardens, FL, with 41 years of industry experience. Mitchell is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Education Planning, Estate Planning, High Net Worth, Insurance Planning, and 3 more. Their firm serves 1,144,588 clients with $920B in assets under management.
Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
9366 advisors
IM Fee
Planning only
Assets Under Management
$915.8B
Fee Structure
Investment management only (planning not offered)
- Customized Financial Planning Services — Typically ranges from $1,000 to $10,000, with a general range of $500 to $50,000 depending on the scope and complexity of the engagement. Fees up to $100,000 may be permitted for highly complex situations involving relationships with a net worth of $100 million or more.
One-Time Plan:$500 - $50,000
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Location
3801 Pga Blvd., Suite 1000, Palm Beach Gardens, FL, 33410
Get directionsHistory
Regulatory History (5)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
December 2005Settled
Regulatory
May 2000Final
Customer Dispute
July 1996Settled
Customer Dispute
January 1996Settled
Customer Dispute
June 1995Settled
Employment History
Current Registrations
UBS Financial Services INC.
August 2011 - Present · 15 yrs 2 mos
UBS Financial Services INC.
July 2011 - Present · 15 yrs 3 mos
UBS Financial Services INC.Broker
July 2011 - Present · 15 yrs 3 mos
Previous Registrations
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
October 2009 - August 2011 · 1 yr 10 mos
Merrill Lynch, Pierce, Fenner & Smith Incorporated
October 2009 - August 2011 · 1 yr 10 mos
Banc of America Investment Services, INC.
April 1998 - October 2009 · 11 yrs 6 mos
Banc of America Investment Services, INC.Broker
April 1998 - October 2009 · 11 yrs 6 mos
Barnett Investments, INC.Broker
March 1990 - April 1998 · 8 yrs 1 mo
J. B. Hanauer & CO.Broker
October 1989 - December 1989 · 2 mos
J. B. Hanauer & CO.Broker
March 1985 - December 1989 · 4 yrs 9 mos
State Registrations9 states
CACTFLGAMAMINJNYTX
AdvisorBrokerBoth
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.
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