Daniel Edmunds
Daniel Edmunds is a registered investment advisor at Prospera Financial Services, INC., based in Knoxville, TN, with 39 years of industry experience. Their practice areas include Estate Planning, Retirement Planning. Their firm serves 19,103 clients with $12B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Prospera Financial Services offers investment management through various programs. The fees are based on a percentage of your portfolio's value and are negotiable, but the maximum annual fee is 2.15%. The specific fee and services are agreed upon in an advisory agreement. Fees are typically deducted from your account. Some programs may have additional fees, such as transaction costs or sub-account fees. Prospera also participates in revenue sharing with custodians and other third parties, which creates a conflict of interest.
Location
7215 Middlebrook Pike, Knoxville, TN, 37909
Get directionsHistory
Regulatory History (2)
Customer Dispute
September 1993Customer Dispute
July 1993Other Business Activities
Daniel owns multiple rental properties in Texas and Tennessee. He also works full-time as a financial advisor at Exodus Wealth Management.
Employment History
Current Registrations
Prospera Financial Services, INC.
Prospera Financial Services, INC.Broker
Previous Registrations
B. Riley Wealth Advisors, INC.
B Riley Wealth Management
B. Riley Wealth ManagementBroker
Sterne Agee Investment Advisors, INC.
Sterne, Agee & Leach, INC.Broker
Anderson & Strudwick, Incorporated
Anderson & Strudwick, IncorporatedBroker
Citigroup Global Markets INC.
Citigroup Global Markets INC.Broker
J.J.B. Hilliard, W.L. Lyons, INC.Broker
Equity Financial CorporationBroker
Mid-Atlantic Securities, INC.Broker
Robert Thomas Securities, INCBroker
First Affiliated Securities, INC.Broker
J.J.B. Hilliard, W.L. Lyons, INC.Broker
State Registrations14 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.