AS
CFP
AS
CFP

Alex B Shore

31 Years of Experience
Broker
Areas of Practice
Investment ManagementRetirement PlanningEstate PlanningTax Planning
Compensation
Commission-BasedFee-Only (AUM)Fixed/Hourly
Firm Size
275 advisors
Number of Clients
15,632 clients
Average Client Portfolio
$628K average
Assets Under Management
$9.8B

Fee Structure

Minimum Investment:None
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Location

1111 N Northshore Dr, Suite P-250, Knoxville, TN, 37919

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Other Business Activities

Alex is a public notary, a managing member of Landmark Resources LLC, and a board member for Maryville Alcoa Flying Dolphins Swim Team Association and Experimental Aircraft Association Chapter 17. These activities require minimal time and the Landmark Resources LLC is investment related.

Employment History
Current Registrations
Prospera Financial Services, INC.Broker
February 2022 - Present · 4 yrs
Prospera Financial Services, INC.
February 2022 - Present · 4 yrs
Previous Registrations
Wells Fargo Advisors Financial Network, LLCBroker
June 2015 - February 2022 · 6 yrs 8 mos
Wells Fargo Advisors Financial Network, LLC
June 2015 - February 2022 · 6 yrs 8 mos
Wells Fargo Advisors, LLC
November 2001 - June 2015 · 13 yrs 7 mos
Wells Fargo Advisors, LLCBroker
November 2001 - June 2015 · 13 yrs 7 mos
Prudential Securities IncorporatedBroker
April 1996 - December 2001 · 5 yrs 8 mos
J.J.B. Hilliard, W.L. Lyons, INC.Broker
March 1994 - May 1996 · 2 yrs 2 mos
State Registrations16 states
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AdvisorBrokerBoth
Exams
No exam information available for this advisor.