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Jon Kay

Robert W. Baird & CO. Incorporated
39 Years of Experience
Nashville, TN
1 DisclosureBroker
View SEC Summary
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Jon Kay is a registered investment advisor at Robert W. Baird & CO. Incorporated, based in Nashville, TN, with 39 years of industry experience. Jon is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Alternative Investments, Estate Planning, High Net Worth, Investment Management, and 3 more. Their firm serves 241,359 clients with $390B in assets under management.

Robert W. Baird & CO. Incorporated
Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
2620 advisors
Number of Clients
241,359 clients
Average Client Portfolio
$1.6M average
Assets Under Management
$394.1B

Fee Structure

Investment management only (planning not offered)

Robert W. Baird & Co. charges an ongoing annual fee for portfolio management, which is bundled with trade execution and custody services as part of a wrap fee program. The specific fee amount depends on the chosen program, strategy, and the size of your portfolio, and is generally calculated as a percentage of the assets they manage for you. Additional costs may apply if managers execute trades away from Baird or if you utilize specialized overlay services.

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Location

1600 West End Ave, Suite 1100, Nashville, TN, 37203

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History

Regulatory History (1)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
November 2008
Settled
View Full SEC ReportHow to Read Disclosures
Other Business Activities

Jon serves as a trustee for the Roger and Camille Blume Foundation. He dedicates minimal time to this investment-related role.

Employment History
Current Registrations
Robert W. Baird & CO. Incorporated
October 2019 - Present · 7 yrs
Robert W. Baird & CO. IncorporatedBroker
October 2019 - Present · 7 yrs
Previous Registrations
J.J.B. Hilliard, W.L. Lyons, LLC
March 2004 - October 2019 · 15 yrs 7 mos
J.J.B. Hilliard, W.L. Lyons, LLCBroker
May 1994 - October 2019 · 25 yrs 5 mos
Morgan Keegan & Company, INC.Broker
October 1987 - May 1994 · 6 yrs 7 mos
Raintree Investment CorporationBroker
June 1987 - August 1987 · 2 mos
State Registrations28 states
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AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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