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Andrew Graham

27 Years of Experience
Nashville, TN
1 DisclosureBroker

Andrew Graham is a registered investment advisor at Robert W. Baird & CO. Incorporated, based in Nashville, TN, with 27 years of industry experience. Their practice areas include Investment Management. Their firm serves 228,442 clients with $340B in assets under management.

Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
2566 advisors
Number of Clients
228,442 clients
Average Client Portfolio
$1.5M average
Assets Under Management
$342.1B

Fee Structure

Baird offers several investment management programs, each with its own fee structure. Because the fees vary significantly depending on the program chosen, it is not possible to provide a single, concise fee summary. Clients should consult the full brochure or their financial advisor for details on specific programs.

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Location

1600 West End Ave, Suite 1100, Nashville, TN, 37203

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History

Regulatory History (1)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
August 2025
Denied
Other Business Activities

Andrew owns rental property since 1994 and acts as a landlord. This activity is not investment-related and requires minimal time.

Employment History
Current Registrations
Robert W. Baird & CO. Incorporated
October 2019 - Present · 6 yrs 7 mos
Robert W. Baird & CO. IncorporatedBroker
October 2019 - Present · 6 yrs 7 mos
Previous Registrations
J.J.B. Hilliard, W.L. Lyons, LLC
March 2004 - October 2019 · 15 yrs 7 mos
J.J.B. Hilliard, W.L. Lyons, LLCBroker
November 2001 - October 2019 · 17 yrs 11 mos
UBS Painewebber INC.Broker
July 2001 - November 2001 · 4 mos
J.C. Bradford & CO.Broker
March 1998 - July 2000 · 2 yrs 4 mos
State Registrations25 states
ALARAZCACOCTFLGAIAIDILKYLAMDMIMSNCNYSCSDTNTXVAWAWI
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
Andrew Graham - Financial Advisor | TrueAdvisor