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Fred Mclaughlin

Robert W. Baird & CO. Incorporated
44 Years of Experience
Nashville, TN
1 DisclosureBroker
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Fred Mclaughlin is a registered investment advisor at Robert W. Baird & CO. Incorporated, based in Nashville, TN, with 44 years of industry experience. Fred is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Alternative Investments, Estate Planning, High Net Worth, Investment Management, and 3 more. Their firm serves 241,359 clients with $390B in assets under management.

Robert W. Baird & CO. Incorporated
Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
2620 advisors
Number of Clients
241,359 clients
Average Client Portfolio
$1.6M average
Assets Under Management
$394.1B

Fee Structure

Investment management only (planning not offered)

Robert W. Baird & Co. charges an ongoing annual fee for portfolio management, which is bundled with trade execution and custody services as part of a wrap fee program. The specific fee amount depends on the chosen program, strategy, and the size of your portfolio, and is generally calculated as a percentage of the assets they manage for you. Additional costs may apply if managers execute trades away from Baird or if you utilize specialized overlay services.

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Location

1600 West End Ave, Suite 1100, Nashville, TN, 37203

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History

Regulatory History (1)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
December 1999
Settled
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Other Business Activities

Fred is a trustee on the investment committee for the Goodwill of Middle TN Foundation since 2023. This requires minimal time commitment.

Employment History
Current Registrations
Robert W. Baird & CO. Incorporated
February 2004 - Present · 22 yrs 8 mos
Robert W. Baird & CO. IncorporatedBroker
June 2000 - Present · 26 yrs 4 mos
Previous Registrations
Northwestern Mutual Investment Services, LLCBroker
January 2002 - April 2002 · 3 mos
Suntrust Equitable SecuritiesBroker
May 1989 - June 2000 · 11 yrs 1 mo
J.C. Bradford & CO.Broker
May 1982 - June 1989 · 7 yrs 1 mo
State Registrations32 states
ALAZCACODCFLGAHIIAIDILINKSKYMAMDMIMSMTNCNHNJNVNYOHPASCTNTXUTVAWA
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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