RG
RG

R Griffith

34 Years of Experience
Nashville, TN
1 DisclosureBroker

R Griffith is a registered investment advisor at Robert W. Baird & CO. Incorporated, based in Nashville, TN, with 34 years of industry experience. R is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Alternative Investments, Estate Planning, High Net Worth, Investment Management, and 3 more. Their firm serves 241,359 clients with $390B in assets under management.

Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
2620 advisors
Number of Clients
241,359 clients
Average Client Portfolio
$1.6M average
Assets Under Management
$394.1B

Fee Structure

Investment management only (planning not offered)

Robert W. Baird & Co. charges an ongoing annual fee for portfolio management, which is bundled with trade execution and custody services as part of a wrap fee program. The specific fee amount depends on the chosen program, strategy, and the size of your portfolio, and is generally calculated as a percentage of the assets they manage for you. Additional costs may apply if managers execute trades away from Baird or if you utilize specialized overlay services.

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Location

1600 West End Ave, Suite 1100, Nashville, TN, 37203

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History

Regulatory History (1)
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Regulatory
July 2016
Final
Employment History
Current Registrations
Robert W. Baird & CO. IncorporatedBroker
September 2012 - Present · 14 yrs 1 mo
Robert W. Baird & CO. Incorporated
September 2012 - Present · 14 yrs 1 mo
Previous Registrations
Morgan Stanley Smith BarneyBroker
June 2009 - September 2012 · 3 yrs 3 mos
Morgan Stanley Smith Barney LLC
June 2009 - September 2012 · 3 yrs 3 mos
Citigroup Global Markets INC.
April 2004 - June 2009 · 5 yrs 2 mos
Citigroup Global Markets INC.Broker
January 2002 - June 2009 · 7 yrs 5 mos
The Robinson-Humphrey Company, LLCBroker
January 1992 - January 2002 · 10 yrs
State Registrations27 states
ALARCACOFLGAILINKYLAMAMDMSMTNCNJNYOHORPASCSDTNTXVAWAWV
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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