Debra Gallegos-Caldwell
Debra Gallegos-Caldwell is a registered investment advisor at Cetera Investment Advisers LLC, based in Mesa, AZ, with 33 years of industry experience. Debra operates on a fee-only basis, meaning they do not earn commissions from product sales. Their firm serves 584,487 clients with $160B in assets under management.
Compensation
Firm Size
IM Fee
Assets Under Management
Location
2444 E Southern Ave Ste 112, Mesa, AZ, 85204
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Regulatory History (1)
Customer Dispute
October 1998Other Business ActivitiesSells Insurance
Debra owns Caldwell Financial Inc. and works as a representative selling dental plans, insurance, and health products, dedicating a few hours per week. She also works as an insurance agent selling life, health, disability, annuities, long-term care, and dental insurance, also dedicating a few hours per week, and refers clients to American Living Trust Services, LLC, spending minimal time on this activity.
Employment History
Current Registrations
Cetera Investment Advisers LLC
Cetera Wealth Services, LLCBroker
Previous Registrations
Cetera Advisor Networks LLC
Pension Planners Securities, INC.Broker
Great American Advisors, INC.Broker
Pmg Securities CorporationBroker
Sunamerica Securities, INC.Broker
Ffp Securities, INC.Broker
State Registrations8 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.