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Sandra Engstrom
29 Years of Experience
Mesa, AZ
2 DisclosuresBrokerSells Insurance
Sandra Engstrom is a registered investment advisor at Cetera Investment Advisers LLC, based in Mesa, AZ, with 29 years of industry experience. Sandra operates on a fee-only basis, meaning they do not earn commissions from product sales. Their firm serves 584,487 clients with $160B in assets under management.
Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
10345 advisors
IM Fee
Planning only
Assets Under Management
$163.8B
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Location
Mesa, AZ
Get directionsHistory
Regulatory History (2)
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Customer Dispute
May 2004Closed-No Action
Customer Dispute
February 2003Closed-No Action
Other Business ActivitiesSells Insurance
Sandra works as an agent/broker selling fixed insurance products since 2018. This activity takes a few hours per week.
Employment History
Current Registrations
Cetera Investment Advisers LLC
August 2023 - Present · 2 yrs 9 mos
Cetera Wealth Services, LLC
June 2023 - Present · 2 yrs 11 mos
Cetera Wealth Services, LLCBroker
June 2023 - Present · 2 yrs 11 mos
Previous Registrations
Securian Financial Services, INC.
January 2016 - August 2023 · 7 yrs 7 mos
Securian Financial Services, INC.Broker
December 2015 - August 2023 · 7 yrs 8 mos
Prudential Financial Planning Services
December 2006 - December 2015 · 9 yrs
Pruco Securities, LLC.Broker
December 2006 - December 2015 · 9 yrs
Ironstone Securities, INC.
August 2004 - December 2006 · 2 yrs 4 mos
Ironstone Securities, INC.Broker
July 2004 - December 2006 · 2 yrs 5 mos
First Citizens Investor Services, INC.
June 2003 - September 2004 · 1 yr 3 mos
First Citizens Investor Services, INC.Broker
June 2003 - September 2004 · 1 yr 3 mos
Morgan Stanley
September 1997 - June 2003 · 5 yrs 9 mos
Morgan Stanley Dw INC.Broker
September 1997 - June 2003 · 5 yrs 9 mos
A. G. Edwards & Sons, INC.Broker
August 1996 - August 1997 · 1 yr
State Registrations8 states
AZCAFLNHPASCTNTX
AdvisorBrokerBoth
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.