LK
LK
Lloyd Kent
24 Years of Experience
Mesa, AZ
2 DisclosuresBroker
Lloyd Kent is a registered investment advisor at Cetera Investment Advisers LLC, based in Mesa, AZ, with 24 years of industry experience. Lloyd operates on a fee-only basis, meaning they do not earn commissions from product sales. Their firm serves 584,487 clients with $160B in assets under management.
Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
10345 advisors
IM Fee
Planning only
Assets Under Management
$163.8B
Loading...
Location
4445 East Holmes Avenue, Suite 103, Mesa, AZ, 85206
Get directionsHistory
Regulatory History (2)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Judgment / Lien
January 2026Judgment / Lien
January 2025Other Business Activities
Lloyd owns Lloyd E Kent CPA, providing tax and accounting services since 1991. This takes about half of Lloyd's time, with a significant portion occurring during trading hours.
Employment History
Current Registrations
Cetera Investment Advisers LLC
November 2002 - Present · 23 yrs 8 mos
Cetera Financial Specialists LLCBroker
November 2001 - Present · 24 yrs 8 mos
State Registrations4 states
AZFLORVA
AdvisorBrokerBoth
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.