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Lloyd Kent

Cetera Investment Advisers LLC
24 Years of Experience
Mesa, AZ
2 DisclosuresBroker
View SEC Summary
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Lloyd Kent is a registered investment advisor at Cetera Investment Advisers LLC, based in Mesa, AZ, with 24 years of industry experience. Lloyd is also registered as a broker, so some compensation may come from commissions on products sold. Their firm serves 813,961 clients with $260B in assets under management.

Cetera Investment Advisers LLC
Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
10471 advisors
IM Fee
Planning only
Assets Under Management
$256.8B

Location

4445 East Holmes Avenue, Suite 103, Mesa, AZ, 85206

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History

Regulatory History (2)
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Judgment / Lien
January 2026
Judgment / Lien
January 2025
View Full SEC ReportHow to Read Disclosures
Other Business Activities

Lloyd owns Lloyd E Kent CPA, providing tax and accounting services since 1991. This takes about half of Lloyd's time, with a significant portion occurring during trading hours.

Employment History
Current Registrations
Cetera Investment Advisers LLC
November 2002 - Present · 23 yrs 11 mos
Cetera Financial Specialists LLCBroker
November 2001 - Present · 24 yrs 11 mos
State Registrations4 states
AZORTNVA
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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