JM
JM

James Minck

39 Years of Experience
New York, NY
1 DisclosureBroker

James Minck is a registered investment advisor at Morgan Stanley, based in New York, NY, with 39 years of industry experience. Their practice areas include Investment Management. Their firm serves 2,539,760 clients with $1700B in assets under management.

Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
23050 advisors
IM Fee
Planning only
Assets Under Management
$1650.0B

Fee Structure

Investment management only (planning not offered)
Annual Retainer:Up to $500,000/year
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Location

One Penn Plaza, 43rd Floor, New York, NY, 10119

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History

Regulatory History (1)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
October 2002
Closed-No Action
Employment History
Current Registrations
Morgan Stanley
June 2009 - Present · 16 yrs 11 mos
Morgan StanleyBroker
June 2009 - Present · 16 yrs 11 mos
Previous Registrations
Morgan Stanley & CO. Incorporated
April 2007 - June 2009 · 2 yrs 2 mos
Morgan Stanley & CO. IncorporatedBroker
April 2007 - June 2009 · 2 yrs 2 mos
Morgan Stanley
January 2006 - April 2007 · 1 yr 3 mos
Morgan Stanley Dw INC.Broker
February 1990 - April 2007 · 17 yrs 2 mos
Rosenkrantz Lyon & Ross IncorporatedBroker
December 1989 - March 1990 · 3 mos
J F Lowe & Company IncorporatedBroker
December 1988 - December 1989 · 1 yr
Greentree Securities CORP.Broker
December 1986 - December 1988 · 2 yrs
First Jersey Securities, INC.Broker
April 1986 - December 1986 · 8 mos
State Registrations34 states
AKALAZCACOCTDCFLGAILINKYLAMAMDMEMIMTNCNHNJNMNVNYOHORPAPRSCTNTXVAVTWA
AdvisorBrokerBoth

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Exams
No exam information available for this advisor.
James Minck - Financial Advisor | TrueAdvisor