JB
JB
James Bienvenu
39 Years of Experience
Little Rock, AR
2 DisclosuresBroker
James Bienvenu is a registered investment advisor at Morgan Stanley, based in Little Rock, AR, with 39 years of industry experience. Their practice areas include Investment Management. Their firm serves 2,539,760 clients with $1700B in assets under management.
Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
23050 advisors
IM Fee
Planning only
Assets Under Management
$1650.0B
Fee Structure
Investment management only (planning not offered)
Annual Retainer:Up to $500,000/year
Loading...
Location
2200 North Rodney Parham Road, Suite 100, Little Rock, AR, 72212
Get directionsHistory
Regulatory History (2)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
January 2006Denied
Customer Dispute
March 2005Closed-No Action
Other Business Activities
James is a passive investor and 25% partner in Alternative Life Treatment and Recovery (ALTAR) since 2004. He has no duties related to this non-investment related activity.
Employment History
Current Registrations
Morgan Stanley
June 2009 - Present · 17 yrs 3 mos
Morgan StanleyBroker
June 2009 - Present · 17 yrs 3 mos
Previous Registrations
Citigroup Global Markets INC.Broker
July 1993 - June 2009 · 15 yrs 11 mos
Citigroup Global Markets INC.
March 1991 - June 2009 · 18 yrs 3 mos
Lehman Brothers INC.Broker
March 1987 - July 1993 · 6 yrs 4 mos
Delta Financial Investment CorporationBroker
April 1986 - November 1986 · 7 mos
State Registrations35 states
ALARAZCACOFLGAIAILINKSKYLAMAMDMEMIMOMSNCNJNMNVNYOHOKORPASCTNTXVAWAWIWY
AdvisorBrokerBoth
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.