JL
CFP
JL
CFP
Joe Locke is a CFP-designated registered investment advisor at Morgan Stanley, based in Little Rock, AR, with 38 years of industry experience. Their practice areas include Investment Management. Their firm serves 2,539,760 clients with $1700B in assets under management.
Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
23050 advisors
IM Fee
Planning only
Assets Under Management
$1650.0B
Fee Structure
Investment management only (planning not offered)
Annual Retainer:Up to $500,000/year
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Location
2200 North Rodney Parham Road, Suite 100, Little Rock, AR, 72212
Get directionsHistory
Regulatory History (1)
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Customer Dispute
November 2001Denied
Employment History
Current Registrations
Morgan Stanley
September 2016 - Present · 9 yrs 8 mos
Morgan StanleyBroker
September 2016 - Present · 9 yrs 8 mos
Previous Registrations
Merrill Lynch, Pierce, Fenner & Smith Incorporated
October 2009 - September 2016 · 6 yrs 11 mos
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
October 2009 - September 2016 · 6 yrs 11 mos
Banc of America Investment Services, INC.
January 1998 - October 2009 · 11 yrs 9 mos
Banc of America Investment Services, INC.Broker
January 1998 - October 2009 · 11 yrs 9 mos
NationssecuritiesBroker
October 1997 - January 1998 · 3 mos
Boatmen's Investment Services, INC.Broker
June 1996 - August 1997 · 1 yr 2 mos
Boatmen's Investment Services of Arkansas, INC.Broker
August 1990 - October 1997 · 7 yrs 2 mos
R. G. Dickinson & CO.Broker
January 1990 - March 1990 · 2 mos
Lasalle St Securities, L.L.C.Broker
August 1989 - December 1989 · 4 mos
Allison, Rosenblum & Hannahs, INC.Broker
September 1988 - August 1989 · 11 mos
United Capital CorporationBroker
January 1987 - September 1988 · 1 yr 8 mos
State Registrations38 states
AKALARAZCACODEFLGAILINKSLAMAMDMEMIMNMOMSNCNENJNMNVNYOHOKORPASDTNTXVAVTWAWIWV
AdvisorBrokerBoth
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Exams
No exam information available for this advisor.