DC
DC
Derek Cisne is a registered investment advisor at Morgan Stanley, based in Little Rock, AR, with 29 years of industry experience. Their practice areas include Investment Management. Their firm serves 2,539,760 clients with $1700B in assets under management.
Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
23050 advisors
IM Fee
Planning only
Assets Under Management
$1650.0B
Fee Structure
Investment management only (planning not offered)
Annual Retainer:Up to $500,000/year
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Location
2200 North Rodney Parham Road, Suite 100, Little Rock, AR, 72212
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Regulatory History (1)
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Customer Dispute
June 2008Denied
Employment History
Current Registrations
Morgan Stanley
February 2023 - Present · 3 yrs 3 mos
Morgan StanleyBroker
February 2023 - Present · 3 yrs 3 mos
Previous Registrations
UBS Financial Services INC.
December 2000 - February 2023 · 22 yrs 2 mos
UBS Financial Services INC.Broker
November 2000 - February 2023 · 22 yrs 3 mos
Stephens INC.Broker
May 1997 - December 2000 · 3 yrs 7 mos
Crews & Associates, INC.Broker
October 1996 - May 1997 · 7 mos
State Registrations34 states
AKALARAZCACODEFLGAIAIDILINKSKYLAMAMEMIMNMOMSNCNMNYOHOKPASCTNTXVAVTWA
AdvisorBrokerBoth
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.