JG
JG

James Garner

38 Years of Experience
Little Rock, AR
1 DisclosureBroker

James Garner is a registered investment advisor at Morgan Stanley, based in Little Rock, AR, with 38 years of industry experience. Their practice areas include Investment Management. Their firm serves 2,539,760 clients with $1700B in assets under management.

Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
23050 advisors
IM Fee
Planning only
Assets Under Management
$1650.0B

Fee Structure

Investment management only (planning not offered)
Annual Retainer:Up to $500,000/year
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Location

2200 North Rodney Parham Road, Suite 100, Little Rock, AR, 72212

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History

Regulatory History (1)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
February 2010
Settled
Other Business Activities

James is a partner and half owner of Double Eagle Investments LLC since 2014, focusing on business investments. He spends a few hours per week on this activity.

Employment History
Current Registrations
Morgan Stanley
October 2025 - Present · 7 mos
Morgan StanleyBroker
October 2025 - Present · 7 mos
Previous Registrations
Raymond James & Associates, INC.Broker
April 2015 - October 2025 · 10 yrs 6 mos
Raymond James & Associates, INC.
April 2015 - October 2025 · 10 yrs 6 mos
UBS Financial Services INC.Broker
September 2006 - May 2015 · 8 yrs 8 mos
UBS Financial Services INC.
September 2006 - May 2015 · 8 yrs 8 mos
Stephens INC.
August 1999 - September 2006 · 7 yrs 1 mo
Stephens INC.Broker
August 1993 - September 2006 · 13 yrs 1 mo
Painewebber IncorporatedBroker
May 1990 - August 1993 · 3 yrs 3 mos
Barnett Brokerage Service, INC.Broker
February 1990 - May 1990 · 3 mos
Painewebber IncorporatedBroker
November 1988 - January 1990 · 1 yr 2 mos
Shearson Lehman Hutton INC.Broker
July 1987 - November 1988 · 1 yr 4 mos
State Registrations45 states
AKALARAZCACOCTDCDEFLGAIAIDILINKSKYLAMAMDMEMIMNMOMSNCNDNENHNJNMNVNYOHOKORPASCTNTXVAVTWAWIWV
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
James Garner - Financial Advisor | TrueAdvisor