Douglas Barton
Douglas Barton is a ChFC-designated registered investment advisor at Osaic Wealth, INC., based in Colorado Springs, CO, with 39 years of industry experience. Douglas operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Business Owners, Education Planning, Estate Planning, Investment Management, and 1 more. Their firm serves 574,829 clients with $200B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Osaic Wealth offers investment management through several platforms, including Advisor Managed Portfolios, Unified Managed Accounts, and Signator Managed Account Platform. Fees are negotiable and based on a percentage of the assets in your account. The fees cover advisory services, custodial services, and in some cases, transaction costs. Mutual funds and ETFs within these accounts have their own internal fees. Some programs have wrap accounts where all costs are bundled into one fee.
Location
5875 Lehman Dr, Suite 200, Colorado Springs, CO, 80918
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Regulatory History (2)
Customer Dispute
August 2013Customer Dispute
January 2012Other Business ActivitiesSells Insurance
Douglas is the owner/founder/wealth advisor of Ascent Financial Group, dedicating nearly full-time hours to acquiring clients, creating financial plans, and providing investment solutions including annuities and insurance advice. He also owns Ascent Insurance Consultants, LLC, spending a few hours per week selling fixed life insurance policies and long-term care insurance, and Barton Tower LLC, spending minimal time managing an office building.
Employment History
Current Registrations
Osaic Wealth, INC.Broker
Osaic Advisory Services, LLC
Previous Registrations
Triad Advisors LLCBroker
Spc
Parkland Securities, LLCBroker
Northwestern Mutual Investment Services, LLCBroker
Robert W. Baird & CO. IncorporatedBroker
Princor Financial Services CorporationBroker
State Registrations24 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.