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Thomas Gunnersen

32 Years of Experience
Greenwood Village, CO
3 DisclosuresBroker

Thomas Gunnersen is a registered investment advisor at Wells Fargo Advisors, based in Greenwood Village, CO, with 32 years of industry experience. Thomas is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Business Owners, Divorce Planning, Education Planning, Financial Planning & Coaching, and 2 more. Their firm serves 1,324,168 clients with $670B in assets under management.

Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
14699 advisors
IM Fee
Planning only
Assets Under Management
$671.4B

Fee Structure

Detailed fee information is not available for this advisor. View their full brochure on SEC.gov for fee details.

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Location

5613 Dtc Pkwy, Ste 1000, Greenwood Village, CO, 80111

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History

Regulatory History (3)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
August 2016
Closed-No Action
Customer Dispute
July 2014
Withdrawn
Customer Dispute
February 2008
Settled
Other Business Activities

Thomas co-owns Rocky Mountain Getaway LLC in Avon, CO, and Rocky Mountain Getaway III LLC in Tabernash, CO, with his spouse. He spends minimal time per month on repair, maintenance, and property management for these investment-related activities.

Employment History
Current Registrations
Wells Fargo Advisors
May 2017 - Present · 9 yrs 5 mos
Wells Fargo Clearing Services, LLC
May 2017 - Present · 9 yrs 5 mos
Wells Fargo Clearing Services, LLCBroker
May 2017 - Present · 9 yrs 5 mos
Previous Registrations
UBS Financial Services INC.
June 2006 - May 2017 · 10 yrs 11 mos
UBS Financial Services INC.Broker
January 2006 - May 2017 · 11 yrs 4 mos
Edward JonesBroker
May 1998 - January 2006 · 7 yrs 8 mos
Cadaret, Grant & CO., INC.Broker
October 1989 - December 1990 · 1 yr 2 mos
Cadaret, Grant & CO., INC.Broker
January 1989 - October 1989 · 9 mos
John Hancock Distributors, INC.Broker
July 1986 - October 1988 · 2 yrs 3 mos
State Registrations27 states
AZCACOFLGAILINKSKYLAMAMENCNJNMNVNYOHOKSCSDTNTXVAWAWIWY
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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