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Edna Haughney

Ameriprise Financial Services, LLC
39 Years of Experience
Pearl River, NY
2 DisclosuresBrokerSells Insurance
View SEC Summary
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Edna Haughney is a registered investment advisor at Ameriprise Financial Services, LLC, based in Pearl River, NY, with 39 years of industry experience. Edna is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Business Owners, Charitable Giving, Corporate Executives, Education Planning, and 6 more. Their firm serves 1,386,329 clients with $660B in assets under management.

Ameriprise Financial Services, LLC
Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
12955 advisors
Number of Clients
1,386,329 clients
Average Client Portfolio
$476K average
Assets Under Management
$660.5B

Fee Structure

Minimum Investment:$2K
Planning is included in investment management (also available separately)
Portfolio-Based Fees (Flat)
Portfolio ValueAnnual Fee
Any2.00%

The maximum total annual advisory fee is 2.0% of managed account assets. Fees are negotiable with your financial advisor and vary based on the specific program and services selected.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
—
View Full SEC Brochure

Location

1 Blue Hill Plz, Ste 1509 Lbby Level, Pearl River, NY, 10965-3165

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History

Regulatory History (2)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
August 2008
Denied
Customer Dispute
March 2005
Denied
View Full SEC ReportHow to Read Disclosures
Other Business ActivitiesSells Insurance

Edna works as an independent insurance broker for Aetna, United Healthcare, and Humana. She also serves as a member at large on the Board of Directors for Haughney, spending minimal time on each activity.

Employment History
Current Registrations
Ameriprise Financial Services, LLC
August 2014 - Present · 12 yrs 2 mos
Ameriprise Financial Services, LLC
June 2012 - Present · 14 yrs 4 mos
Ameriprise Financial Services, LLCBroker
June 2012 - Present · 14 yrs 4 mos
Previous Registrations
Morgan Stanley Smith BarneyBroker
October 2010 - May 2012 · 1 yr 7 mos
Morgan Stanley Smith Barney LLC
October 2010 - May 2012 · 1 yr 7 mos
Merrill Lynch, Pierce, Fenner & Smith Incorporated
August 2000 - October 2010 · 10 yrs 2 mos
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
November 1997 - October 2010 · 12 yrs 11 mos
Painewebber IncorporatedBroker
September 1986 - December 1997 · 11 yrs 3 mos
State Registrations15 states
AZCACTFLGAMDMENCNHNJNYPASCTXVA
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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