Douglas Rowan
Douglas Rowan is a CFP-designated registered investment advisor at Cetera Investment Advisers LLC, based in Whittier, CA, with 40 years of industry experience. Douglas is also registered as a broker, so some compensation may come from commissions on products sold. Their firm serves 813,961 clients with $260B in assets under management.
Compensation
Firm Size
IM Fee
Assets Under Management
Location
15141 E Whittier Blvd Ste 550, Whittier, CA, 90603
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Regulatory History (2)
Customer Dispute
July 2004Customer Dispute
January 2003Other Business ActivitiesSells Insurance
Douglas is an insurance agent selling life insurance with various companies since 1997. He also serves on the finance committee for Friendly Hills Country Club, dedicating minimal time to overseeing the club's financials and budget.
Employment History
Current Registrations
Cetera Investment Advisers LLC
Cetera Wealth Services, LLCBroker
Previous Registrations
Quantum Econometrics, LLC
Cetera Advisor Networks LLC
State Registrations24 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
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