AP
AP
Anthony Prudhomme
39 Years of Experience
Charlotte, NC
1 DisclosureBroker
Anthony Prudhomme is a registered investment advisor at Morgan Stanley, based in Charlotte, NC, with 39 years of industry experience. Their practice areas include Investment Management. Their firm serves 2,539,760 clients with $1700B in assets under management.
Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
23050 advisors
IM Fee
Planning only
Assets Under Management
$1650.0B
Fee Structure
Investment management only (planning not offered)
Annual Retainer:Up to $500,000/year
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Location
13024 Ballantyne Corporate Place, Suite 150, Charlotte, NC, 28277
Get directionsHistory
Regulatory History (1)
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Customer Dispute
January 2009Denied
Other Business Activities
Anthony works as a knife maker/independent contractor since 2016. This activity, which is not investment-related, takes minimal time.
Employment History
Current Registrations
Morgan Stanley
June 2009 - Present · 16 yrs 11 mos
Morgan Stanley
June 2009 - Present · 16 yrs 11 mos
Morgan StanleyBroker
June 2009 - Present · 16 yrs 11 mos
Previous Registrations
Citigroup Global Markets INC.
June 2003 - June 2009 · 6 yrs
Citigroup Global Markets INC.Broker
July 1993 - June 2009 · 15 yrs 11 mos
Lehman Brothers INC.Broker
September 1988 - July 1993 · 4 yrs 10 mos
J.C. Bradford & CO.Broker
July 1986 - September 1988 · 2 yrs 2 mos
State Registrations34 states
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AdvisorBrokerBoth
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Exams
No exam information available for this advisor.