SF
SF
Shaun Ferguson is a registered investment advisor at Morgan Stanley, based in Charlotte, NC, with 16 years of industry experience. Their practice areas include Investment Management. Their firm serves 2,539,760 clients with $1700B in assets under management.
Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
23050 advisors
IM Fee
Planning only
Assets Under Management
$1650.0B
Fee Structure
Investment management only (planning not offered)
Annual Retainer:Up to $500,000/year
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Location
6805 Carnegie Boulevard, Suite 400, Charlotte, NC, 28211
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Regulatory History (1)
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Customer Dispute
October 2023Denied
Other Business Activities
Shaun is a member of Heritage at Arzelie Place LLC, a now inactive real estate venture, since 2008, and spends minimal time on it. He also does property management, records and filing for Heritage at Little Choga, LLC.
Employment History
Current Registrations
Morgan Stanley
February 2010 - Present · 16 yrs 3 mos
Morgan StanleyBroker
January 2010 - Present · 16 yrs 4 mos
State Registrations35 states
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AdvisorBrokerBoth
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Exams
No exam information available for this advisor.