Lauren Poleto is a CFP-designated registered investment advisor at Morgan Stanley, based in Charlotte, NC, with 18 years of industry experience. Their practice areas include Investment Management. Their firm serves 2,539,760 clients with $1700B in assets under management.
Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
23050 advisors
IM Fee
Planning only
Assets Under Management
$1650.0B
Fee Structure
Investment management only (planning not offered)
Annual Retainer:Up to $500,000/year
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Location
6805 Carnegie Boulevard, Suite 400, Charlotte, NC, 28211
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Regulatory History
Clean regulatory record
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Employment History
Current Registrations
Morgan StanleyBroker
September 2025 - Present · 8 mos
Morgan Stanley
September 2025 - Present · 8 mos
Previous Registrations
Wells Fargo Clearing Services, LLCBroker
June 2017 - September 2025 · 8 yrs 3 mos
Wells Fargo Advisors
June 2017 - September 2025 · 8 yrs 3 mos
Merrill Lynch, Pierce, Fenner & Smith Incorporated
September 2015 - June 2017 · 1 yr 9 mos
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
August 2015 - June 2017 · 1 yr 10 mos
Mercer Allied Company, L.P.Broker
June 2007 - May 2015 · 7 yrs 11 mos
State Registrations33 states
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AdvisorBrokerBoth
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Exams
No exam information available for this advisor.