Raymond Cooper is a registered investment advisor at Morgan Stanley, based in Charlotte, NC, with 37 years of industry experience. Raymond is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Alternative Investments, High Net Worth, Investment Management, Retirement Planning. Their firm serves 2,703,720 clients with $2000B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Morgan Stanley Smith Barney LLC charges a fee for its consulting services, which is generally payable quarterly in advance. The maximum fee for the services is $500,000, and fees are negotiable between the client and their private wealth advisor.
Location
6805 Carnegie Boulevard, Suite 400, Charlotte, NC, 28211
Get directionsHistory
Regulatory History (4)
Judgment / Lien
April 2019Customer Dispute
October 1998Customer Dispute
October 1997Customer Dispute
June 1993Employment History
Current Registrations
Morgan StanleyBroker
Morgan Stanley
Previous Registrations
Morgan Stanley & CO. IncorporatedBroker
Morgan Stanley & CO. Incorporated
Morgan Stanley
Morgan Stanley Dw INC.Broker
Legg Mason Wood Walker INC
Legg Mason Wood Walker, IncorporatedBroker
Salomon Smith Barney INC.Broker
Painewebber IncorporatedBroker
Chubb Securities CorporationBroker
State Registrations41 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
More Advisors
- Lauren Poleto, CFPMorgan Stanley
- Anthony PrudhommeMorgan Stanley
- Jeff SnyderMorgan Stanley
- Julie Jones, CFAMorgan Stanley
- Shaun FergusonMorgan Stanley
- Andrew YoungMorgan Stanley