Michael Mullins
Michael Mullins is a registered investment advisor at Oakwood Capital, INC., based in St. Louis Park, MN, with 39 years of industry experience. Michael operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Estate Planning, Financial Planning & Coaching, High Net Worth, Investment Management, and 2 more. Their firm serves 599 clients with $260M in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Oakwood Capital charges a percentage of your portfolio's value annually for investment advisory and portfolio management services.
Non-Discretionary Investment Advisory Fees:
- $25,000 to $99,999: 2.00%
- Next $100,000 to $249,999: 1.90%
- Next $250,000 to $499,999: 1.80%
- Next $500,000 to $999,999: 1.60%
- Next $1,000,000 to $1,999,999: 1.40%
- Next $2,000,000 to $2,999,999: 1.20%
- Next $3,000,000 to $4,999,999: 1.00%
- Next $5,000,000 and above: 0.80%
Discretionary Oakwood Portfolio Management Fees:
- $25,000 to $249,999: 0.15%
- $250,000 to $499,999: 0.14%
- $500,000 to $999,999: 0.13%
- $1,000,000 to $1,999,999: 0.12%
- $2,000,000 and above: 0.10%
Fees can be negotiable or assessed at a flat rate at the Advisor's discretion.
Location
600 Highway 169 South, Suite 1410, St. Louis Park, MN, 55426
Get directionsHistory
Regulatory History (5)
Customer Dispute
November 2011Customer Dispute
June 2008Customer Dispute
April 2008Customer Dispute
December 2004Customer Dispute
March 2004Other Business ActivitiesSells Insurance
Michael is an Investment Adviser Representative and provides financial planning services through Oakwood Capital, Inc. and Oakwood Capital Advisors, LLC, dedicating about 10-20% of his time to each. He also offers fixed insurance and annuities through Oakwood Capital Insurance Solutions, LLC, spending a few hours per week, and volunteers for Laundry Love.
Employment History
Current Registrations
Oakwood Capital, INC.
Previous Registrations
Gardner Advisors INC.
Oakwood Capital Securities, INC.Broker
The Oak Ridge Financial Services Group, INC.Broker
The Oak Ridge Financial Services Group, INC
Jhs Capital Advisors, LLC
Jhs Capital Advisors, LLCBroker
RBC Capital Markets, LLCBroker
RBC Capital Markets, LLC
Wells Fargo Investments, LLC
Wells Fargo Investments, LLCBroker
Morgan Stanley Dw INC.Broker
Painewebber IncorporatedBroker
Dain Bosworth IncorporatedBroker
State Registrations5 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.