Frank Brown
Frank Brown is a ChFC-designated registered investment advisor at LPL Financial LLC, based in Glendale, AZ, with 39 years of industry experience. Their practice areas include Investment Management. Their firm serves 1,676,192 clients with $620B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
LPL Financial, along with your advisor, charges an annual fee based on the value of your account. This fee covers asset management, administrative, and custodial services. The fee is negotiable, but the maximum is 2.50% per year, paid quarterly in advance. LPL may share a portion of this fee with your advisor.
Location
7075 W Bell Road, Suite 8, Glendale, AZ, 85308
Get directionsHistory
Regulatory History (1)
Customer Dispute
January 2021Other Business ActivitiesSells Insurance
Frank is a sole proprietor involved in insurance sales, including fixed annuities, life/health, and LTC, dedicating about 10-20% of his time. He is also a 50% owner and corporate officer of Paragon Financial Group, Inc., spending minimal time on this tax-related entity.
Employment History
Current Registrations
LPL Financial LLCBroker
LPL Financial LLC
Previous Registrations
Cadaret Grant & CO INC
Cadaret, Grant & CO., INC.Broker
Woodbury Financial Services, INC.Broker
Woodbury Financial Services, INC.
National Planning Corporation ("npc of America" in Fl & Ny)
National Planning Corporation ("npc of America" in Fl & Ny)
National Planning CorporationBroker
Sagepoint Financial, INC.
Sagepoint Financial, INC.Broker
Sunamerica Securities, INC.Broker
W. S. Griffith & CO., INC.Broker
Painewebber IncorporatedBroker
W. S. Griffith & CO., INC.Broker
Phoenix Equity Planning CorporationBroker
Sun Investment Services CompanyBroker
Berkshire Equity Sales, INC.Broker
Transamerica Securities Sales CorporationBroker
Transamerica Financial Resources, INC.Broker
State Registrations39 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.