WD
WD
William Dobbs
38 Years of Experience
Indianapolis, IN
1 DisclosureBroker
William Dobbs is a registered investment advisor at Morgan Stanley, based in Indianapolis, IN, with 38 years of industry experience. Their practice areas include Investment Management. Their firm serves 2,539,760 clients with $1700B in assets under management.
Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
23050 advisors
IM Fee
Planning only
Assets Under Management
$1650.0B
Fee Structure
Investment management only (planning not offered)
Annual Retainer:Up to $500,000/year
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Location
800 East 96th Street, Suite 400, Indianapolis, IN, 46240
Get directionsHistory
Regulatory History (1)
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Customer Dispute
December 2002Denied
Other Business Activities
William is involved in several business activities, including charitable foundations, holding companies for aircraft, real estate ventures, and serving as a trustee for Ball State University. None of these activities appear to be insurance-related.
Employment History
Current Registrations
Morgan StanleyBroker
June 2009 - Present · 16 yrs 11 mos
Morgan Stanley
June 2009 - Present · 16 yrs 11 mos
Previous Registrations
Citigroup Global Markets INC.Broker
September 2002 - June 2009 · 6 yrs 9 mos
Citigroup Global Markets INC.
September 2002 - June 2009 · 6 yrs 9 mos
Merrill Lynch Pierce Fenner & Smith INC.
April 1994 - September 2002 · 8 yrs 5 mos
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
March 1988 - September 2002 · 14 yrs 6 mos
Robert W. Baird & CO. IncorporatedBroker
July 1987 - April 1988 · 9 mos
Nml Equity Services, INC.Broker
May 1987 - March 1988 · 10 mos
State Registrations43 states
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AdvisorBrokerBoth
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Exams
No exam information available for this advisor.