Eric Wittenberg
Eric Wittenberg is a registered investment advisor at UBS Financial Services INC., based in Mount Kisco, NY, with 37 years of industry experience. Their practice areas include Education Planning, Estate Planning, Financial Planning & Coaching, Retirement Planning, and 1 more. Their firm serves 1,134,581 clients with $810B in assets under management.
Compensation
Firm Size
IM Fee
Assets Under Management
Fee Structure
UBS Financial Services Inc. offers financial planning services for a fee, with costs ranging from $500 to $50,000, though most clients pay between $1,000 and $10,000. Fees exceeding $50,000 but not more than $100,000 may be permitted for complex situations involving relationships with a net worth of $100 million or more. The fees are negotiable and may vary based on the range of services selected, the scope of the engagement, the complexity of the services, the nature and amount of client assets involved, and the financial advisor's business model.
Location
Mount Kisco, NY
Get directionsHistory
Regulatory History (5)
Customer Dispute
October 2024Customer Dispute
August 2022Customer Dispute
October 2020Customer Dispute
March 2002Customer Dispute
January 2001Other Business Activities
Eric is an advisor for Thin Aire Transmedia Network, an information technology company, attending bi-yearly meetings. He is also a director/advisory board member for Destileria Caneca, a distillery, dedicating a few hours per week to providing feedback and business recommendations.
Employment History
Current Registrations
UBS Financial Services INC.
UBS Financial Services INC.
UBS Financial Services INC.Broker
Previous Registrations
Credit Suisse Securities (USA) LLC
Credit Suisse Securities (USA) LLCBroker
Wachovia Securities, LLCBroker
Salomon Smith Barney INC.Broker
Oppenheimer & CO., INC.Broker
Smith Barney, Harris Upham & CO., IncorporatedBroker
Advest, INC.Broker
State Registrations34 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.