Margarita Figueroa
Margarita Figueroa is a registered investment advisor at Merrill Lynch, Pierce, Fenner & Smith Incorporated, based in Guaynabo, PR, with 39 years of industry experience. Their practice areas include Investment Management. Their firm serves 1,738,212 clients with $1500B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
The program's fees consist of two parts: the fee you pay to Bank of America for its services, and a fee for the specific investment strategy you choose. The strategy fee, called the Style Manager Expense, generally ranges from 0.00% to 0.50% of your assets annually. Clients investing in strategies managed by related entities will not be charged a Style Manager Expense.
Location
15 2nd St / 15 Calle 2, Guaynabo, PR, 00968
Get directionsHistory
Regulatory History (3)
Customer Dispute
March 2020Customer Dispute
November 2018Customer Dispute
December 2015Other Business Activities
Margarita is an officer for Proyecto Aurora, a non-profit charitable organization, dedicating minimal time to board membership and fundraising since 1996. She is also a manager of Alhambra LLC and a board member for Condominio Victoria Plaza.
Employment History
Current Registrations
Merrill Lynch, Pierce, Fenner & Smith Incorporated
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
Previous Registrations
Wells Fargo Advisors, LLC
Wells Fargo Advisors, LLCBroker
Morgan Stanley Dw INC.Broker
State Registrations15 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.