Jose Hernandez
Jose Hernandez is a registered investment advisor at Merrill Lynch, Pierce, Fenner & Smith Incorporated, based in Guaynabo, PR, with 28 years of industry experience. Their practice areas include Investment Management. Their firm serves 1,738,212 clients with $1500B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
The program's fees consist of two parts: the fee you pay to Bank of America for its services, and a fee for the specific investment strategy you choose. The strategy fee, called the Style Manager Expense, generally ranges from 0.00% to 0.50% of your assets annually. Clients investing in strategies managed by related entities will not be charged a Style Manager Expense.
Location
15 2nd St / 15 Calle 2, Guaynabo, PR, 00968
Get directionsHistory
Regulatory History (29)
Customer Dispute
March 2021Customer Dispute
June 2020Customer Dispute
February 2020Customer Dispute
July 2019Customer Dispute
June 2019Customer Dispute
April 2019Customer Dispute
March 2019Customer Dispute
February 2019Customer Dispute
January 2019Customer Dispute
January 2019Customer Dispute
November 2018Customer Dispute
May 2018Customer Dispute
April 2018Customer Dispute
April 2018Customer Dispute
March 2018Customer Dispute
February 2018Customer Dispute
February 2018Customer Dispute
December 2017Customer Dispute
October 2017Customer Dispute
October 2017Customer Dispute
September 2017Customer Dispute
August 2017Customer Dispute
September 2016Customer Dispute
August 2016Customer Dispute
June 2016Customer Dispute
October 2015Customer Dispute
September 2014Customer Dispute
August 2014Customer Dispute
May 2014Other Business Activities
Jose is an officer at Toperbee Corporation since 2021, where he handles financials, contracts, and lease negotiations, dedicating a few hours per week. He does not have a direct management role in the day-to-day operations.
Employment History
Current Registrations
Merrill Lynch, Pierce, Fenner & Smith Incorporated
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
Previous Registrations
Santander Securities
Santander Securities LLCBroker
Olde Discount CorporationBroker
State Registrations15 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.