Ricardo Vazquez
Ricardo Vazquez is a registered investment advisor at Merrill Lynch, Pierce, Fenner & Smith Incorporated, based in Guaynabo, PR, with 30 years of industry experience. Their practice areas include Investment Management. Their firm serves 1,738,212 clients with $1500B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
The program's fees consist of two parts: the fee you pay to Bank of America for its services, and a fee for the specific investment strategy you choose. The strategy fee, called the Style Manager Expense, generally ranges from 0.00% to 0.50% of your assets annually. Clients investing in strategies managed by related entities will not be charged a Style Manager Expense.
Location
15 2nd St / 15 Calle 2, Guaynabo, PR, 00968
Get directionsHistory
Regulatory History (17)
Customer Dispute
March 2021Customer Dispute
August 2019Customer Dispute
January 2019Customer Dispute
November 2018Customer Dispute
April 2018Customer Dispute
April 2018Customer Dispute
February 2018Customer Dispute
December 2017Customer Dispute
December 2017Customer Dispute
December 2017Customer Dispute
August 2017Customer Dispute
July 2017Customer Dispute
May 2017Customer Dispute
June 2016Customer Dispute
September 2014Customer Dispute
August 2014Customer Dispute
February 2003Other Business Activities
Ricardo is involved in several outside business activities, including real estate properties through Beach View LLC, building cleaning services and property management through RB Ricman LLC, and providing advice to Rio Blanco, a real estate LLC. He also acts as director for his children's LLCs, Palmer Mango LLC and K.M. LLC, to manage their investments in US stocks for inheritance purposes.
Employment History
Current Registrations
Merrill Lynch, Pierce, Fenner & Smith Incorporated
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
Previous Registrations
Santander Securities
Santander Securities LLCBroker
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
Smith Barney INC.Broker
State Registrations18 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.